Senior Director, Compliance Lead, Risk & Compli...
Senior Director, Compliance Lead, Risk & Compliance Analytics and ReportingAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere. We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.We are looking to hire a Senior Director, Compliance Lead, to join our Risk & Compliance Analytics & Reporting team. This position is based in New York, with an expectation of 4-5 days per week in the office. The role will report to the Global Head of Risk and Compliance Analytics & Reporting.In this role, you'll make an impact in the following ways:
- Define and execute the compliance analytics strategy across self-serve analytics, AI-enabled frameworks, and enterprise dashboards-delivering timely, actionable insights to Compliance, Risk, and senior stakeholders.
- Lead end-to-end delivery of curated compliance insights and thematic analytics to proactively identify emerging risks, trends, and regulatory exposure.
- Design, validate, and operationalize predictive anomaly detection systems to surface outliers and potential compliance breaches before they escalate.
- Establish robust data governance, model lifecycle controls, and ongoing monitoring to ensure accuracy, explainability, and auditability of all analytics and AI solutions.
- Drive adoption of self-service analytics by building scalable data products, standardized semantic layers, and enablement programs that empower compliance and business teams.
- Build executive-ready dashboards and narratives that connect analytics to risk posture, control effectiveness, and regulatory outcomes.
- Implement repeatable pipelines and quality controls for regulatory reporting, ensuring consistency, completeness, traceability, and timely delivery.
- Lead thematic reviews (e.g., AML, sanctions, conduct risk, market abuse, privacy) using advanced analytics to pinpoint root causes, control gaps, and prioritized remediations.
- Set standards and best practices for responsible AI in compliance (guardrails, validation, performance monitoring, documentation) in partnership with governance bodies.
- Champion data quality improvements and source-system enhancements to strengthen KRIs, control efficacy metrics, and surveillance coverage.
- Orchestrate cross-functional incident reviews using analytics to accelerate root cause analysis, inform corrective actions, and prevent recurrence.
- Represent the function in audits, regulatory exams, and senior forums-articulating methodologies, controls, and evidentiary support with confidence and clarity.
- Align with BNY's strategic pillars and principles-be client-obsessed, spark progress, own outcomes, stay curious, and thrive together.
- 15+ years of prior work experience in a global financial or professional services firm, with at least 10 years specifically in Compliance, Audit or regulatory analytics roles.
- 5+ years leading analytics or data science programs, including AI/ML-enabled compliance solutions and enterprise dashboarding
- Strong domain knowledge of key compliance domains (including AML, sanctions, conduct risk, market abuse, privacy/data protection) and related regulatory frameworks
- Hands-on experience with data platforms (e.g. SQL, data warehousing/data lakes), BI tools (Power BI)
- Familiarity with responsible AI practices (explainability, fairness, monitoring), data governance and audit-ready documentation
- Proven experience leading cross-functional teams (data science, engineering, BI, compliance SMEs) and managing complex, multi-region deliverables.
- Excellent interpersonal skills with the ability to collaborate effectively across all lines of defense and multiple regions/time zones, fostering a strong risk culture.
- Superior written and verbal communication skills, capable of influencing and presenting complex risk and compliance information clearly to internal and external stakeholders.
- Intellectual curiosity, enthusiasm, and adaptability to rapidly assimilate new information and operate with a strong delivery focus in a fast-paced environment.
- Bachelor's degree required; advance degree in a quantitative areas like business, finance, engineering, or related disciplines; relevant industry certifications or qualifications are a plus.
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